MD
MD

Mark Dimm

24 Years of Experience
Minneapolis, MN
Broker

Mark Dimm is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2011 - March 2017 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2011 - March 2017 · 5 yrs 10 mos
Evergreen Investment Management CO
June 2009 - December 2009 · 6 mos
Evergreen Investment Services, INC.Broker
October 2004 - December 2009 · 5 yrs 2 mos
Columbia Funds Distributor, INC.Broker
June 2004 - August 2004 · 2 mos
Bacap Distributors, LLC
January 2003 - October 2004 · 1 yr 9 mos
Bacap Distributors, LLCBroker
January 2003 - June 2004 · 1 yr 5 mos
Stephens INC.
June 2002 - January 2003 · 7 mos
Stephens INC.Broker
December 2001 - January 2003 · 1 yr 1 mo
Csfbdirect, INC.Broker
October 1999 - November 2001 · 2 yrs 1 mo
State Registrations1 state
SC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.