Ralph Caputo is a registered investment advisor at Wells Fargo Advisors, based in West Lebanon, NH, with 55 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
The Trade Center, 24 Airport Rd, Ste 305, West Lebanon, NH, 03784
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ralph is a notary public in Grafton County, NH, spending minimal time on this activity. He also has 50% ownership in Deca Wealth Management, LLC, dedicating all his time to this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
UBS Painewebber INC.
UBS Painewebber INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
Moseley, Hallgarten & Estabrook INCBroker
Moseley, Hallgarten & Estabrook INC.Broker
Advest, INC.Broker
Hutchins, Mixter & Parkinson IncorporatedBroker
State Registrations13 states
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