John R Cartledge

Aurora Private Wealth, INC.

25 Years of Experience

2 DisclosuresBroker

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Areas of Practice

Retirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningInvestment Management

Aurora Private Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

20 advisors

Number of Clients

1,843 clients

Average Client Portfolio

$214K average

Assets Under Management

$395.3M

Fee Structure

Location

Miami, FL

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

December 2015

Final

Customer Dispute

September 2008

Denied

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Other Business Activities

John is the secretary of Cartledge Foundation, Inc., a private charitable foundation, spending minimal time taking notes at meetings. He is also a limited partner and financial advisor for the Cartledge Family Limited Partnership.