Thomas Alexander
Thomas Alexander is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2700 Westown Pkwy Ste 250, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates under the DBA Alexander Investment Services, Inc. for his LPL business. He also engages in non-variable insurance activities through Alexander Investments.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Principal Funds Distributor, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
State Farm Vp Management CORP.Broker
Washington Square Securities, INC.Broker
The Masters
The Masters, INC.
Vsr Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.