Steven Wong is a registered investment advisor, based in Tampa, FL, with 24 years of industry experience.
Location
Citi Private Bank, 3800 Citigroup Center Drive, Bldg. A, FL 1, Tampa, FL, 33610
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLC
July 2020 - Present · 5 yrs 10 mos
Citi Private Alternatives, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Citigroup Global Markets INC.
October 2019 - Present · 6 yrs 7 mos
Citigroup Global Markets INC.
October 2019 - Present · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2018 - July 2019 · 1 yr 3 mos
UBS Financial Services INC.
April 2018 - July 2019 · 1 yr 3 mos
Citigroup Global Markets INC.
November 2015 - June 2018 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2015 - June 2018 · 2 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - February 2015 · 7 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2015 · 7 yrs 9 mos
Citicorp Investment Services
April 2005 - May 2007 · 2 yrs 1 mo
Citicorp Investment ServicesBroker
March 2005 - May 2007 · 2 yrs 2 mos
Mony Securities Corporation
October 2003 - February 2005 · 1 yr 4 mos
Mony Securities CorporationBroker
March 2001 - February 2005 · 3 yrs 11 mos
TD Waterhouse Investor Services, INC.Broker
October 2000 - January 2001 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.