MR
MR
Michael Ravosa
27 Years of Experience
Springfield, MA
3 DisclosuresBroker
Michael Ravosa is a registered investment advisor at UBS Financial Services INC., based in Springfield, MA, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
One Monarch Place, Suite 720, Springfield, MA, 01144
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Denied
Customer Dispute
October 2006Closed-No Action
Customer Dispute
April 2003Settled
Employment History
Current Registrations
UBS Financial Services INC.
January 2022 - Present · 4 yrs 9 mos
UBS Financial Services INC.
March 2011 - Present · 15 yrs 7 mos
UBS Financial Services INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - April 2011 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 1999 - April 2007 · 7 yrs 6 mos
State Registrations28 states
ALAZCACOCTFLGAIDILINKSMAMDMIMNMTNCNHNJNVNYPARISCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Peter Alminas, CFPUBS Financial Services INC.
- Adrian LevskyUBS Financial Services INC.
- Anthony MontemagniUBS Financial Services INC.
- Brennan Collins, CFPUBS Financial Services INC.
- Robert Morin, CFPUBS Financial Services INC.
- James FoardUBS Financial Services INC.