Kristy Haley
Kristy Haley is a registered investment advisor at Avantax Planning Partners, INC., based in El Segundo, CA, with 24 years of industry experience. Kristy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 8,371 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fee Estimator
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Avantax Planning Partners, INC.
Cetera Investment Management LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Cetera Financial Specialists LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Services LLCBroker
Cetera Advisors LLC
Cetera Wealth Services, LLC
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Cetera Advisors LLC
Cetera Advisor Networks LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Fpc Services, INC.
Fsc Securities CorporationBroker
Pan-American Financial AdvisersBroker
Walnut Street Securities, INC.Broker
State Registrations1 state
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