Sara Matlock is a registered investment advisor at Swbc Investment Advisory Services LLC, based in Dallas, TX, with 14 years of industry experience. Sara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 2,111 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sara owns SRB Consulting Solutions, a non-investment related practice offering marketing strategies, alliance development, and operational solutions. She is the sole consultant and dedicates minimal time to this business.
Employment History
Current Registrations
Swbc Investment Advisory Services LLC
Previous Registrations
Jones Villalta Asset Management, LLC
Stephen Jones Capital Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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