SWBC Investment Advisory Services provides retirement plan consulting and institutional advisory services, acting as a fiduciary for employer-sponsored retirement plans such as 401(k) plans, 403(b) plans, pension plans, and profit-sharing plans. SWBC helps plan sponsors select and monitor investment options, develop investment policies, and create model portfolios. The firm operates through two primary practices: a consulting practice that provides customized services to individual retirement plan sponsors, and an institutional practice that develops enterprise-level advisory solutions for groups of plan sponsors using single recordkeeping vendor platforms. SWBC does not manage individual consumer investment portfolios directly, focusing instead on institutional retirement plans and plan participants.
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.