Brian Rosenbaum is a CFP-designated registered investment advisor, based in Lutherville, MD, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2330 W. Joppa Rd, Suite 195, Lutherville, MD, 21093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian works as a financial advisor for Kestra Advisory Services, LLC, providing standard insurance, advisory, and brokerage services. This is a full-time commitment.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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