R. Novak is a CFP-designated registered investment advisor at Harbor Investment Advisory, LLC, based in Lutherville, MD, with 20 years of industry experience. R. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 6 more. Their firm serves 3,540 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees vary by program: Harbor Manager Select charges 0.25% to 2.00%, and Harbor Investment Consulting charges 0.25% to 1.50%. Fees are computed as a percentage of assets under management and paid monthly in arrears.
Fee Estimator
Location
2330 W. Joppa Road, Suite 160, Lutherville, MD, 21093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
R. serves as a trustee for the JCA Trust and JCA Dynasty Trust since 2017, dedicating minimal time. R. also serves on the board of directors for the Arbor Dog Foundation, a non-investment related activity, spending a few hours per year.
Employment History
Current Registrations
Harbor Investment Advisory, LLCBroker
Harbor Investment Advisory, LLC
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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