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CFA

Adam Makkai

Advisory Services Network
26 Years of Experience
Castle Rock, CO
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Adam Makkai is a CFA-designated registered investment advisor at Advisory Services Network, based in Castle Rock, CO, with 26 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 12,919 clients with $11B in assets under management.

Advisory Services Network
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
253 advisors
Number of Clients
12,919 clients
Average Client Portfolio
$820K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.25%
$500K - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

All fees are negotiable at the firm's discretion. The firm also offers a floating flat rate schedule using the same percentage breakpoints applied to total account assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

509 N. Wilcox Street, Ste 101, Castle Rock, CO, 80104

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2020
Final
Employment Separation After Allegations
June 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam is a licensed insurance agent since 1999, dedicating minimal time to this activity. He also teaches finance courses at Regis University, spending about 10-20% of his time.

Employment History
Current Registrations
Advisory Services Network
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Advisory Services Network
November 2018 - November 2018 · 0 mos
Northwest Asset Management
June 2018 - October 2018 · 4 mos
Northwest Asset Management
June 2018 - June 2018 · 0 mos
Western Wealth Management LLC
June 2016 - June 2018 · 2 yrs
LPL Financial LLCBroker
September 2009 - June 2018 · 8 yrs 9 mos
LPL Financial Corporation
September 2009 - December 2009 · 3 mos
Gallacher Capital Management, LLC
August 2009 - July 2016 · 6 yrs 11 mos
Mutual Service Corporation
July 2005 - September 2009 · 4 yrs 2 mos
Mutual Service CorporationBroker
February 2004 - September 2009 · 5 yrs 7 mos
First Investors CorporationBroker
September 1999 - February 2004 · 4 yrs 5 mos
State Registrations3 states
CONETX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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