David Heffelfinger is a registered investment advisor, based in Glen Allen, VA, with 25 years of industry experience.
Location
4300 Cox Road, Glen Allen, VA, 23060
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a Managing Director at Atlantic Union Bank and Atlantic Union Financial Consultants, LLC - AUB Wealth Management. He dedicates about half his time to each of these roles.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2021 - Present · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
First Citizens Investor Services, INC.
June 2019 - July 2021 · 2 yrs 1 mo
First Citizens Investor Services, INC.Broker
March 2019 - July 2021 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
August 2011 - March 2019 · 7 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - May 2002 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
December 2000 - December 2010 · 10 yrs
Wells Fargo Brokerage Services, L.L.C.Broker
February 2000 - December 2000 · 10 mos
Wells Fargo Securities INC.Broker
November 1999 - May 2001 · 1 yr 6 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.