Jane Mathews is a registered investment advisor at LPL Financial LLC, based in Ball, LA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4425 Monroe Hwy, Ball, LA, 71405
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Regulatory History (1)
Customer Dispute
November 2005Other Business Activities
Jane operates Red River Investments Group as a DBA for her LPL business since 2020. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Morgan Keegan & Company, INC.Broker
Pfic Securities CorporationBroker
Banc One Securities CorporationBroker
Hibernia Investments, L.L.C.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.