Frank Finch
Frank Finch is a registered investment advisor at Tsa Management INC, based in Clifton Park Dr, NY, with 26 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,566 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.20% |
Rates reflect TSA Portfolio Management's primary equity schedule under Lockwood programs. Fees may vary by program, such as 0.75% to 1.5% for accounts under $500K in Pershing Tier I, and are subject to negotiation for larger accounts. Other programs like Marstone charge 0.5% and CUNY charges 0.55% to 0.75%.
Fee Estimator
Location
4 Executive Park Dr, Suite 101, Clifton Park Dr, NY, 12065
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank operates under the DBA Life Stages Financial Group and is appointed with various insurance carriers to solicit life, health, and disability insurance. He also engages in part-time instruction, owns rental property, coaches business professionals, and serves as a trustee for a charity's investment portfolio.
Employment History
Current Registrations
Tsa Management INC
Halliday Financial, LLCBroker
Previous Registrations
Tsa Management INC
Nylife Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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