Warren Kim
Warren Kim is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Las Vegas, NV
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Regulatory History (1)
Customer Dispute
November 2025Other Business ActivitiesSells Insurance
Warren is involved in real estate rental, dedicating minimal time. He also engages in non-variable insurance activities, taking about a quarter of his time, and operates under Crossroads Financial Services as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Insperex LLCBroker
Axio Financial LLCBroker
Global Atlantic Distributors, LLCBroker
Ohio National Equities, INC.Broker
Proequities, INC.Broker
Sun Life Financial Distributors, INC.Broker
Ing Investments Distributor, LLCBroker
Ing Investment Management CO.
Directed Services LLC
Directed Services LLCBroker
Nationwide Investment Services CorporationBroker
Tower Square Securities, INC.Broker
Aig Sunamerica Capital Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.