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Alan Hadfield

26 Years of Experience
Broker

Alan Hadfield is a registered investment advisor at Allspring Funds Management, LLC, based in Mapleton, UT, with 26 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.

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Location

Mapleton, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
February 2019 - Present · 7 yrs 2 mos
Allspring Funds Distributor, LLCBroker
April 2005 - Present · 21 yrs
Allspring Funds Distributor, LLC
April 2005 - Present · 21 yrs
Previous Registrations
Wells Fargo Funds Management, LLC
January 2005 - February 2019 · 14 yrs 1 mo
Strong Capital Management INC
September 2003 - January 2005 · 1 yr 4 mos
Strong Investments, INC.Broker
October 2000 - April 2005 · 4 yrs 6 mos
American Express Financial Advisors INC.Broker
October 1999 - July 2000 · 9 mos
Ids Life Insurance CompanyBroker
October 1999 - July 2000 · 9 mos
State Registrations4 states
AZIDMTUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.