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Alan Hadfield

26 Years of Experience
Mapleton, UT
Broker

Alan Hadfield is a registered investment advisor at Allspring Funds Management, LLC, based in Mapleton, UT, with 26 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 10,118 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
85 advisors
Number of Clients
10,118 clients
Average Client Portfolio
$32.1M average
Assets Under Management
$324.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Fees are negotiated with each managed account program sponsor and client, generally falling within a range of 0.06% to 0.75% of assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Mapleton, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
February 2019 - Present · 7 yrs 8 mos
Allspring Funds Distributor, LLCBroker
April 2005 - Present · 21 yrs 6 mos
Allspring Funds Distributor, LLC
April 2005 - Present · 21 yrs 6 mos
Previous Registrations
Wells Fargo Funds Management, LLC
January 2005 - February 2019 · 14 yrs 1 mo
Strong Capital Management INC
September 2003 - January 2005 · 1 yr 4 mos
Strong Investments, INC.Broker
October 2000 - April 2005 · 4 yrs 6 mos
American Express Financial Advisors INC.Broker
October 1999 - July 2000 · 9 mos
Ids Life Insurance CompanyBroker
October 1999 - July 2000 · 9 mos
State Registrations4 states
AZIDMTUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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