Dominic Maloni
Dominic Maloni is a registered investment advisor at MML Investors Services, LLC, based in Holyoke, MA, with 26 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
330 Whitney Avenue, Suite 600, Holyoke, MA, 01040
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dominic is an insurance agent for life and health insurance, a real estate broker/owner, part owner of two restaurants/bars, and manager of two real estate related LLCs. He dedicates minimal time to the insurance business and the real estate LLCs, about 10-20% of his time to one restaurant/bar, and a few hours per week to the other restaurant/bar.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations12 states
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