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Arnold Rozany

Benjamin F. Edwards & Company, Incorporated
49 Years of Experience
Danbury, CT
2 DisclosuresBroker
View SEC Summary
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Arnold Rozany is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Danbury, CT, with 49 years of industry experience. Arnold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Reserve Road, Danbury, CT, 06810

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1998
Closed-No Action
Customer Dispute
November 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Arnold serves as attorney in fact for his son, a role that is investment related. This activity takes about 10-20% of his time, with a small portion during market hours.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
November 2010 - Present · 15 yrs 11 mos
Benjamin F. Edwards & Company, INC.Broker
November 2010 - Present · 15 yrs 11 mos
Benjamin F. Edwards & Company, INC.
November 2010 - Present · 15 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - November 2010 · 2 yrs 10 mos
Wells Fargo Advisors, LLC
January 2008 - November 2010 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.
October 1986 - January 2008 · 21 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
June 1985 - January 2008 · 22 yrs 7 mos
E. F. Hutton & Company INCBroker
October 1980 - July 1985 · 4 yrs 9 mos
First Investors CorporationBroker
June 1974 - June 1978 · 4 yrs
State Registrations29 states
AKALCACOCTDEFLGAIDILMAMDMINCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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