Gary Rosenthal
Gary Rosenthal is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Salt Lake City, UT, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2091 E. 1300 South, Suite 101, Salt Lake City, UT, 84108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is an insurance agent for Allegis, where he consults, quotes, and processes applications for life insurance products, dedicating a few hours per week. He also works as an associate/employee for Solomon Financial Advisor LLC, providing financial advice and guidance, taking about half of Gary's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wm Financial Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations17 states
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