James Ugobono is a registered investment advisor, based in Guaynabo, PR, with 26 years of industry experience.
Location
B7 Calle Tabonuco, Suite 801, Guaynabo, PR, 00968-3360
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is involved in several business ventures, including Asi Culebra LLC (bridge loans), Empresas Ugobono LLC (estate tax protection), Marina's House LLC (rental real estate), a restaurant in Spain, and SJ Advisors LLC (financial services). He dedicates about half of his time to SJ Advisors.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Santander Securities
Santander SecuritiesBroker
Doral Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.