Thomas Cunningham
Thomas Cunningham is a registered investment advisor at Wells Fargo Advisors, based in Newtown Square, PA, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3515 West Chester Pike, Newtown Square, PA, 19073
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2014Customer Dispute
February 2010Customer Dispute
February 2009Other Business Activities
Thomas is a landlord for a residential rental property in Newtown Square, PA, since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
PFS Investments INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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