Sean Scruggs is a CFP-designated registered investment advisor at Alongside, LLC, based in Allen, TX, with 26 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,122 clients with $880M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Maximum advisory fee of 1.65%. Fees are negotiable and may vary based on account size, portfolio complexity, and level of activity.
Fee Estimator
Location
101 Central Expressway S, Ste 175, Allen, TX, 75013
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean sells and services fixed insurance contracts, dedicating a few hours per week to this activity. He is also a Wealth Advisor and Founding Partner at Thrivent Advisor Network, LLC, spending full-time hours providing investment advisory services. Sean is also the President of Ridgemont 1C110, LLC, spending minimal time on this activity.
Employment History
Current Registrations
Alongside, LLC
Previous Registrations
Thrivent Investment Management INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Thrivent Advisor Network, LLC
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Maddock May, CFPLPL Financial LLC
- Michael Domingo, CFPCadence Financial Advisors, LLC
- Jason Reed, ChFCState Farm Investment Management CORP.
- Gary Sieburg, CFPLPL Financial LLC
- Richard Winters, CFPCreative Planning
- Timothy Wilson, CFP