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Edward Mirsky

UBS Financial Services INC.
26 Years of Experience
San Diego, CA
2 DisclosuresBroker
View SEC Summary
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Edward Mirsky is a registered investment advisor at UBS Financial Services INC., based in San Diego, CA, with 26 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

600 West Broadway, Suite 2800, San Diego, CA, 92101

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Closed-No Action
Customer Dispute
December 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is a partner at Topgan Drones, LLC, which manufactures, distributes, services, and supports unmanned aerial vehicles since 2014. He is also the proprietor/owner of Hakarat Ha Tov SL, a personal holding company for real estate investment in Spain, but this requires minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
January 2010 - Present · 16 yrs 9 mos
UBS Financial Services INC.Broker
January 2010 - Present · 16 yrs 9 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
UBS International INC.Broker
December 2005 - January 2010 · 4 yrs 1 mo
UBS International INC.
December 2005 - January 2010 · 4 yrs 1 mo
Wachovia Securities, LLC
July 2003 - December 2005 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
July 2003 - December 2005 · 2 yrs 5 mos
Prudential Securities Incorporated
November 1999 - July 2003 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
November 1999 - July 2003 · 3 yrs 8 mos
State Registrations23 states
ALAZCACOCTDEFLGAHIILMAMINCNJNVNYORPAPRRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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