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AP
CFP
AP
CFP

Adam Peltzman

Certior Financial Group, LLC
25 Years of Experience
East Norriton, PA
May Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

Adam Peltzman is a CFP-designated registered investment advisor at Certior Financial Group, LLC, based in East Norriton, PA, with 25 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 478 clients with $450M in assets under management.

Certior Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
478 clients
Average Client Portfolio
$946K average
Assets Under Management
$452.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Maximum annual advisory fee is 1.2% and is negotiable. If a sub-adviser platform is utilized, a separate non-negotiable sub-adviser strategy fee is added. Asset-based fees for planning and consulting can also be arranged up to $50,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2006 DeKalb Pike, East Norriton, PA, 19401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is the owner of ARA Properties, LLC, a real estate holding company, and dedicates minimal time to it. He also owns and works full-time at Health and Benefit Partners, LLC and as an independent insurance agent, and is involved with several other insurance agencies.

Employment History
Current Registrations
Certior Financial Group, LLC
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Mutual Securities, INC.Broker
June 2017 - December 2022 · 5 yrs 6 mos
Voya Financial Advisors, INC.
March 2006 - June 2017 · 11 yrs 3 mos
Voya Financial Advisors, INC.Broker
April 2005 - June 2017 · 12 yrs 2 mos
Linsco/private Ledger CORP.Broker
April 2003 - April 2005 · 2 yrs
Linsco/private Ledger CORP.Broker
November 2000 - September 2002 · 1 yr 10 mos
MML Investors Services, INC.Broker
August 2000 - November 2000 · 3 mos
State Registrations2 states
PATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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