Jorge Seda-Rivera
Jorge Seda-Rivera is a CFP-designated registered investment advisor at Principal Securities, INC., based in Downers Grove, IL, with 26 years of industry experience. Jorge is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
3333 Finley Rd Ste 500, Downers Grove, IL, 60515
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jorge is an insurance agent selling life, annuity, disability income, long-term care, and health insurance, dedicating minimal time to this activity. He also serves as a practice manager for Inspire Therapeutic Services, LLC and B H Practice Management, LLC, spending about a quarter of his time on each.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
The Huntington Investment CompanyBroker
Huntington Financial Advisors
PNC InvestmentsBroker
PNC Investments
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Oriental Financial Services CORP.Broker
World Group Securities, INC.Broker
Wma Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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