Joe Basham is a registered investment advisor, based in Midland, TX, with 26 years of industry experience.
Location
4410 N. Midkiff Rd, Ste D-210, Midland, TX, 79705
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe is appointed with various companies to sell life, health, annuities, disability, and long-term care insurance. He is also the owner of Basham Financial Group.
Employment History
Current Registrations
Parkland Securities, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Spc
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.
October 2017 - December 2017 · 2 mos
Royal Alliance Associates, INC.Broker
October 2017 - December 2017 · 2 mos
Spc
January 2010 - October 2017 · 7 yrs 9 mos
Parkland Securities, LLCBroker
May 2009 - October 2017 · 8 yrs 5 mos
Next Financial Group, INC.
March 2005 - June 2009 · 4 yrs 3 mos
Next Financial Group, INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
Edward JonesBroker
December 1999 - March 2005 · 5 yrs 3 mos
State Registrations5 states
CONCNMOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.