Francis Dunn is a CFP-designated registered investment advisor, based in Boonton, NJ, with 26 years of industry experience.
Location
508 Main Street, Suite 205, Boonton, NJ, 07005
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Regulatory History (1)
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Customer Dispute
July 2008Settled
Other Business Activities
Francis provides periodic wrestling lessons, dedicating minimal time to this activity. He is also the head wrestling coach at Middlesex College, spending about 10-20% of his time in this role.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - May 2019 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - May 2019 · 6 yrs 7 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2000 - July 2006 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - July 2006 · 6 yrs 8 mos
State Registrations23 states
AZCACOCTFLILKYMAMEMNMONCNJNVNYPASCTNTXUTVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.