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Christopher Norton

25 Years of Experience
Greenwich, CT
Broker

Christopher Norton is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Fawcett Place, 3rd Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher serves as the treasurer for the John Tkazyik NY State Senate Campaign, maintaining records of deposits and expenditures. He dedicates a few hours per week to this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
November 2005 - June 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2005 - June 2009 · 3 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - October 2005 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2003 - October 2005 · 1 yr 10 mos
Mcdonald Investments INC.
November 2003 - December 2003 · 1 mo
Mcdonald Investments INC.Broker
January 2003 - December 2003 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2000 - October 2002 · 2 yrs 8 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Norton - Financial Advisor | TrueAdvisor