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Christopher Norton

26 Years of Experience
Greenwich, CT
1 DisclosureBroker

Christopher Norton is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

One Fawcett Place, 3rd Floor, Greenwich, CT, 06830

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2025
Final
Other Business Activities

Christopher serves as the treasurer for the John Tkazyik NY State Senate Campaign, maintaining records of deposits and expenditures. He dedicates a few hours per week to this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
November 2005 - June 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2005 - June 2009 · 3 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - October 2005 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2003 - October 2005 · 1 yr 10 mos
Mcdonald Investments INC.
November 2003 - December 2003 · 1 mo
Mcdonald Investments INC.Broker
January 2003 - December 2003 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2000 - October 2002 · 2 yrs 8 mos
State Registrations46 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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