Adam Epstein is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
299 Park Ave, 26th Floor, New York, NY, 10171
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Adam is the chairman of the financial committee for New Alternatives for Children, a non-profit agency supporting children with disabilities, dedicating about 10-20% of his time. He also owns MLTE Properties LLC for tax and estate planning purposes, is a member of the Greenwich Economic Forum, and rents out his Hamptons home.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
Credit Suisse Securities (USA) LLC
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
Merrill Lynch Investment Managers LP
Fam Distributors, INC.Broker
State Registrations38 states
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