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Thomas Riley

Legacy Advisors, LLC
26 Years of Experience
Plymouth Meeting, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Riley is a registered investment advisor at Legacy Advisors, LLC, based in Plymouth Meeting, PA, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 317 clients with $5.2B in assets under management.

Legacy Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
317 clients
Average Client Portfolio
$16.3M average
Assets Under Management
$5.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $25.0M0.50%
$25.0M - $50.0M0.35%
$50M+0.25%

Schedule reflects the Betterment program tier structure. Standard portfolio management fees generally go up to 1.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is affiliated with Legacy Advisors, an M Financial member firm, providing estate planning recommendations and investment/financial planning advice. He also receives renewal life insurance commissions from when he was self-employed, dedicating minimal time to this activity.

Employment History
Current Registrations
Legacy Advisors, LLC
April 2013 - Present · 13 yrs 6 mos
M Holdings Securities, INC.Broker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Comprehensive Asset Management and Servicing, INC.Broker
May 2012 - April 2013 · 11 mos
Kistler-Tiffany Advisors
March 2008 - April 2013 · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
January 2008 - June 2012 · 4 yrs 5 mos
Capital Analysts, IncorporatedBroker
May 2002 - December 2007 · 5 yrs 7 mos
New England SecuritiesBroker
October 1999 - April 2002 · 2 yrs 6 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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