NC
NC

Nevin Cavanaugh

26 Years of Experience
Clive, IA
Broker

Nevin Cavanaugh is a registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nevin serves on the finance council for St. Francis of Assisi Church, reviewing the budget and making investment recommendations. This activity takes a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2019 - Present · 7 yrs
Raymond James & Associates, INC.
September 2019 - Present · 7 yrs
Raymond James & Associates, INC.
September 2019 - Present · 7 yrs
Previous Registrations
RBC Capital Markets, LLC
April 2009 - September 2019 · 10 yrs 5 mos
RBC Capital Markets, LLCBroker
April 2009 - September 2019 · 10 yrs 5 mos
UBS Financial Services INC.
October 2001 - May 2009 · 7 yrs 7 mos
UBS Financial Services INC.Broker
October 2001 - May 2009 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1999 - October 2001 · 1 yr 10 mos
State Registrations34 states
ARAZCACODCFLIAILINKSKYLAMDMEMNMOMTNDNENJNMNVNYOHPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.