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Thomas Hallion

26 Years of Experience
Louisville, KY
Broker

Thomas Hallion is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Louisville, KY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as an associate/employee at Henry Hensley & Associates, Inc., assisting clients in achieving their financial goals. This takes about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2017 - Present · 9 yrs 6 mos
Raymond James Financial Services, INC.
March 2017 - Present · 9 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - April 2017 · 4 yrs 2 mos
Raymond James & Associates, INC.
February 2013 - April 2017 · 4 yrs 2 mos
Morgan Keegan & Company, INC.
January 2005 - February 2013 · 8 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 2005 - February 2013 · 8 yrs 1 mo
UBS Financial Services INC.
June 2000 - January 2005 · 4 yrs 7 mos
UBS Financial Services INC.Broker
December 1999 - January 2005 · 5 yrs 1 mo
State Registrations23 states
AKAZCACOCTFLGAHIILINKYLAMDMINCNJNVNYOHSCSDTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.