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Andrea Smith

13 Years of Experience
Buffalo Grove, IL
Sells Insurance

Andrea Smith is a registered investment advisor at Brookstone Capital Management LLC, based in Buffalo Grove, IL, with 13 years of industry experience. Andrea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,845 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
54,845 clients
Average Client Portfolio
$232K average
Assets Under Management
$12.8B

Fee Structure

Minimum Investment:$5K

Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.

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Location

600 N. Buffalo Grove Road Suite 100, Buffalo Grove, IL, 60089

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrea is involved in insurance and annuity activities and sales.

Employment History
Current Registrations
Brookstone Capital Management LLC
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2021 - April 2023 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
November 2019 - April 2023 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
July 2005 - November 2010 · 5 yrs 4 mos
Banc One Securities CorporationBroker
March 2004 - July 2005 · 1 yr 4 mos
State Registrations2 states
ILWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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