Melissa Mcgrath is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience. Melissa is also registered as a broker, so some compensation may come from commissions on products sold.
Location
300 S Tryon St, Charlotte, NC, 28202
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Regulatory History (2)
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Judgment / Lien
November 2022Judgment / Lien
February 2013Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
April 2025 - Present · 1 yr 6 mos
Ameriprise Financial Services, LLC
June 2024 - Present · 2 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Pwa Securities, LLCBroker
August 2023 - May 2024 · 9 mos
Provenance Wealth Advisors
August 2023 - May 2024 · 9 mos
Raymond James Financial Services Advisors, INC
May 2023 - August 2023 · 3 mos
Raymond James Financial Services, INC.Broker
May 2023 - August 2023 · 3 mos
LPL Financial LLC
May 2022 - April 2023 · 11 mos
LPL Financial LLCBroker
October 2021 - April 2023 · 1 yr 6 mos
Equitable Advisors, LLCBroker
October 2015 - September 2021 · 5 yrs 11 mos
Pruco Securities, LLC.Broker
December 2007 - September 2015 · 7 yrs 9 mos
First Investors CorporationBroker
October 2004 - December 2007 · 3 yrs 2 mos
First Investors CorporationBroker
September 2001 - May 2004 · 2 yrs 8 mos
State Registrations48 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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