Charles Freemont
Charles Freemont is a registered investment advisor at Sovereign Investment Advisors LLC, based in Portland, OR, with 25 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 41 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $15.0M | 1.00% |
| $15.0M - $75.0M | 0.50% |
| $75.0M - $120.0M | 0.35% |
| $120M+ | 0.20% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
Portland, OR
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2016Other Business Activities
Charles works for Sovereign Consulting as Vice President, dedicating about 10-20% of his time during market hours. Sovereign Consulting is an affiliate of Sovereign Investment Advisors.
Employment History
Current Registrations
Sovereign Investment Advisors LLC
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.