Sovereign Investment Advisors offers comprehensive investment management and portfolio advisory services. The firm builds customized investment portfolios utilizing mutual funds, exchange-traded funds, individual stocks, bonds, and alternative investments, tailored to each client's specific goals and risk tolerance. Sovereign Investment Advisors operates on both a discretionary basis—allowing the firm to manage trades without prior approval—and a non-discretionary basis. The firm also assists clients with asset allocation strategies, investment policy statements, and selecting third-party money managers. Sovereign Investment Advisors emphasizes a disciplined fiduciary approach governed by global standards of excellence. The firm primarily serves individuals and families, along with institutional clients such as Native American tribes, retirement plans, and nonprofit organizations.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $15.0M | 1.00% |
| $15.0M - $75.0M | 0.50% |
| $75.0M - $120.0M | 0.35% |
| $120M+ | 0.20% |
Fees are negotiable. Under special circumstances, the firm may charge an annual fixed fee ranging from $15,000 to $200,000 instead of a percentage fee.