Philip Garcia is a registered investment advisor, based in Fort Worth, TX, with 26 years of industry experience.
Location
5128 Apache Plume Rd, Fort Worth, TX, 76109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Philip owns Las Aguilas, LLC, an entity created to hold a ranch for agricultural homestead exemption, and also works as a rancher raising cattle. Raising cattle takes about 10-20% of Philip's time.
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
May 2018 - February 2021 · 2 yrs 9 mos
Bb&t Securities, LLCBroker
May 2018 - February 2021 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2010 - May 2018 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - May 2018 · 7 yrs 7 mos
Raymond James & Associates, INC.
October 2003 - October 2010 · 7 yrs
Raymond James & Associates, INC.Broker
May 2003 - October 2010 · 7 yrs 5 mos
UBS Painewebber INC.
December 1999 - June 2003 · 3 yrs 6 mos
UBS Painewebber INC.Broker
December 1999 - June 2003 · 3 yrs 6 mos
State Registrations28 states
ARAZCACOCTFLGAIDILINKSKYLAMNMONCNJNMNYOHOKPATNTXUTVTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.