Richard Yercheck is a registered investment advisor, based in Monroe, NC, with 26 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2593 W. Roosevelt Blvd, Ste 207, Monroe, NC, 28110
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Regulatory History (3)
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Customer Dispute
March 2016Closed-No Action
Customer Dispute
March 2012Settled
Customer Dispute
December 2000Closed-No Action
Other Business Activities
Richard is a CPR instructor/owner, a member of the City of Monroe Planning Board, and a board member for Union Symphony Orchestras. He also dedicates full-time hours to Manchester Avenue Securities, LLC, providing investment services.
Employment History
Current Registrations
Capital Investment Group, INC.Broker
March 2019 - Present · 7 yrs 7 mos
Capital Investment Advisory Services, LLC
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Prospera Financial Services, INC.
July 2013 - March 2019 · 5 yrs 8 mos
Prospera Financial Services, INC.Broker
June 2013 - March 2019 · 5 yrs 9 mos
Tca Financial Group, LLCBroker
September 2004 - June 2013 · 8 yrs 9 mos
Tca Financial Group,llc
September 2004 - June 2013 · 8 yrs 9 mos
Wachovia Securities, LLC
May 2003 - October 2004 · 1 yr 5 mos
Wachovia Securities, LLCBroker
June 2002 - October 2004 · 2 yrs 4 mos
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
State Registrations12 states
CODCFLGAKYMDMONCORSCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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