Richard Yercheck
Richard Yercheck is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Monroe, NC, with 26 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
2593 W. Roosevelt Blvd, Ste 207, Monroe, NC, 28110
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2016Customer Dispute
March 2012Customer Dispute
December 2000Other Business Activities
Richard is a CPR instructor/owner, a member of the City of Monroe Planning Board, and a board member for Union Symphony Orchestras. He also dedicates full-time hours to Manchester Avenue Securities, LLC, providing investment services.
Employment History
Current Registrations
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Tca Financial Group, LLCBroker
Tca Financial Group,llc
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.