VJ
VJ
Vinod Joshi
26 Years of Experience
Oklahoma City, OK
1 DisclosureBrokerSells Insurance
Vinod Joshi is a registered investment advisor, based in Oklahoma City, OK, with 26 years of industry experience.
Location
13919 Quail Pointe Drive, Oklahoma City, OK, 73134
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Regulatory History (1)
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Criminal
February 1994Final Disposition
Other Business ActivitiesSells Insurance
Vinod is an insurance agent and representative for Investment Concepts & Financial Planning Services since 2008. He also volunteers with Girl Scout Troop 3021, dedicating minimal time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - January 2020 · 13 yrs
Ffp Advisory Services INC
December 1999 - January 2007 · 7 yrs 1 mo
Ffp Securities, INC.Broker
November 1999 - May 2008 · 8 yrs 6 mos
State Registrations5 states
COOHOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.