Ajay Desai
Ajay Desai is a registered investment advisor at UBS Financial Services INC., based in Chicago, IL, with 26 years of industry experience. Ajay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
One North Wacker Drive, Ste 3300, Chicago, IL, 60606
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2020Customer Dispute
June 2010Customer Dispute
February 2008Other Business Activities
Ajay is a board member of SAY Holdings LLC and PB ESVC LLC, a passive equity owner of Blue Horseshow Enterprises, and a partner in SARS Associates LLC and JD Associates LLC which own hotels. He also advises The Cryo-Effect LLC, a retail cryotherapy location.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Peter NiceUBS Financial Services INC.
- Susan BaileyUBS Financial Services INC.
- Matthew Morris, CFAUBS Financial Services INC.
- Kirk OngmanUBS Financial Services INC.
- Allen CarterUBS Financial Services INC.
- Grant BrownUBS Financial Services INC.