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JP
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J. Scott Pappas
Pin Oak Investment Advisors INC
25 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Alternative Investments
High Net Worth
Pin Oak Investment Advisors INC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
6 advisors
Number of Clients
336 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$671.9M
Fee Structure
Minimum Investment:
$2M
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
510 Bering Drive, Ste 100, Houston, TX, 77057
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
April 1985
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Pin Oak Investment Advisors INC
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Morgan Stanley
Broker
June 2009 - March 2017 · 7 yrs 9 mos
Morgan Stanley
June 2009 - March 2017 · 7 yrs 9 mos
Morgan Stanley & CO. Incorporated
Broker
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
UBS Financial Services INC.
January 2003 - November 2008 · 5 yrs 10 mos
UBS Financial Services INC.
Broker
January 2003 - November 2008 · 5 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1999 - February 2003 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
December 1999 - February 2003 · 3 yrs 2 mos
State Registrations
2 states
LA
TX
Advisor
Exams
No exam information available for this advisor.