Marcus Trivedi is a CFP-designated registered investment advisor at Spc, based in Chicago, IL, with 26 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
Chicago, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marcus sells traditional contracts with insurance companies, as well as long-term care, disability, and health insurance, dedicating minimal time to these activities. He is also a trustee for his mother's trust, a deacon at his church, receives rental income from a property, and serves as a discretionary trustee for his father's account.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicholas Hunt, CFPOppenheimer & CO. INC.
- Aimee O'connor, CFPMarquette Associates, INC.
- Sean Knoerzer, CFPCorient
- Deshawn Peterson, CFPMidland Wealth Management
- Wanjiku Ikenye, CFPJ.P. Morgan Securities LLC
- Michelle Pecyna, CFPRockefeller Capital Management