Hussain Fawaz
Hussain Fawaz is a registered investment advisor at Texas Capital Bank Private Wealth Advisors, based in Dallas, TX, with 19 years of industry experience. Hussain operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 731 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fee schedule excludes portfolios managed consisting solely of various fixed income strategies. Fees are negotiable for portfolios greater than $20,000,000. The annual fee schedule for portfolio management for portfolios managed consisting solely of various fixed income strategies, based on a percentage of assets under management, is as follows: - 0.60% on $0-$2,500,000 - 0.55% on $2,500,001-$5,000,000 - 0.50% on $5,000,001-$10,000,000 - 0.45% on amounts more than $10,000,000
Fee Estimator
Location
2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Hussain is a Defined Contribution Advisor at Texas Capital Bank since May 2024, working full-time. He is also a shareholder at Capstone Gifted, an educational consulting firm, dedicating minimal time to minor bookkeeping and marketing duties.
Employment History
Current Registrations
Texas Capital Bank Private Wealth Advisors
Tcbi Securities, INC.Broker
Previous Registrations
Mid Atlantic Clearing & Settlement CorporationBroker
Sentry Equity Services, INC.Broker
Gwfs Equities, INC.Broker
1st Global Capital CORP.Broker
Gwfs Equities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Transamerica Financial Advisors, INC.Broker
H.D. Vest Investment ServicesBroker
Veritrust Financial, LLCBroker
Veritrust Financial, LLC
Consortium Investments, LTD.Broker
State Registrations1 state
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