DR
DR
Duncan Rowland
19 Years of Experience
Norwalk, CT
1 Disclosure
Duncan Rowland is a registered investment advisor at Rowayton Investment Advisors, based in Norwalk, CT, with 19 years of industry experience. Duncan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1 clients with $12M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
1 client
Average Client Portfolio
$12.0M average
Assets Under Management
$12.0M
Fee Structure
Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 0.50% |
Incentive fee of 10% of quarterly gains is also charged.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Norwalk, CT
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1997Settled
Employment History
Current Registrations
Rowayton Investment Advisors
May 2012 - Present · 14 yrs
Previous Registrations
Deutsche Bank Securities INC.
January 2001 - June 2006 · 5 yrs 5 mos
State Registrations1 state
CT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.