Richard Pinto
Richard Pinto is a registered investment advisor at LPL Financial LLC, based in Kaneohe, HI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Kaneohe, HI
Get directionsHistory
Regulatory History (3)
Judgment / Lien
July 2018Judgment / Lien
December 2017Criminal
October 1998Other Business ActivitiesSells Insurance
Richard is a business owner of Trusted Auto Group, dedicating about 10-20% of his time. He also works with Trusted Advisors Group Hawaii, Inc. selling non-variable insurance (about half his time) and as a DBA for his LPL business (full-time), and provides mortgage/real estate services (a few hours per week).
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Beneficial Investment Services, INC.
Beneficial Investment Services, INC.Broker
Equity Services, INC.Broker
Mony Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.