James Ruboyianes
James Ruboyianes is a registered investment advisor at UBS Financial Services INC., based in Tucson, AZ, with 54 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
2840 E. Skyline Drive, Suite 200, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1995Other Business Activities
James manages rental real estate through a sole proprietorship called Tripoli Holdings, starting in 2012. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Paine, Webber, Jackson & Curtis IncorporatedBroker
Dean Witter Reynolds INC.Broker
Reynolds Securities, INC.Broker
Continental American Securities, INC.Broker
L G Victors Gold & CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jonathan MitchellUBS Financial Services INC.
- Daniel Cossette, CFPCambridge Financial Group, LLC
- Anthony Warren, CFPWells Fargo Advisors
- Bruce Ward, CFPMeridian Wealth Management, LLC
- James Miller, ChFCState Farm Investment Management CORP.
- Kim Ohler, CFPRaymond James & Associates, INC.