Richard Saxon is a registered investment advisor at Saxon Financial Group, based in Houston, TX, with 26 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 570 clients with $620M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.35% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiable at the sole discretion of the Advisor.
Fee Estimator
Location
1177 West Loop S, Suite 1825, Houston, TX, 77027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard leases land for agricultural purposes and grows trees for sale. He also owns Saxon Interests, Inc. and Saxon Financial Group, and is an agent for non-variable insurance, dedicating a few hours per week to assisting clients with life insurance needs, and is CEO of an independent RIA, spending about a quarter of his time on it.
Employment History
Current Registrations
Saxon Financial Group
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
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