Brent Nicks is a registered investment advisor, based in Thomasville, GA, with 26 years of industry experience.
Location
135 South Madison Street, Thomasville, GA, 31792
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brent works as a Director at Oyster Consulting, a consulting firm, dedicating full-time hours to providing consulting services to financial services firms since 2022. This activity is not investment-related.
Employment History
Current Registrations
Amb Wealth, LLC
October 2023 - Present · 2 yrs 6 mos
Allen, Mooney & Barnes Brokerage Services, LLC
October 2023 - Present · 2 yrs 6 mos
Allen, Mooney & Barnes Brokerage Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Previous Registrations
Crux Capital Securities, LLCBroker
December 2025 - February 2026 · 2 mos
4170 Securities LLCBroker
February 2024 - February 2026 · 2 yrs
Envestnet Securities, INC.Broker
November 2023 - September 2024 · 10 mos
Lazear Capital Securities, LLCBroker
May 2023 - March 2024 · 10 mos
Acervus Securities, INC.Broker
October 2022 - February 2024 · 1 yr 4 mos
Mma Securities LLCBroker
May 2022 - February 2026 · 3 yrs 9 mos
Newedge Advisors
December 2018 - April 2022 · 3 yrs 4 mos
Gwm Advisors, LLC
April 2018 - December 2018 · 8 mos
LPL Financial LLCBroker
April 2018 - June 2022 · 4 yrs 2 mos
Wunderlich Securities, INC.
October 2013 - March 2018 · 4 yrs 5 mos
Wunderlich Securities, INC.Broker
October 2013 - March 2018 · 4 yrs 5 mos
Raymond James & Associates, INC.Broker
August 2012 - October 2013 · 1 yr 2 mos
Raymond James & Associates, INC.
August 2012 - October 2013 · 1 yr 2 mos
Morgan Keegan & Company, LLCBroker
March 2008 - October 2013 · 5 yrs 7 mos
Morgan Keegan & Company, LLC
March 2008 - October 2013 · 5 yrs 7 mos
Ftb Advisors, INC.
March 2004 - February 2008 · 3 yrs 11 mos
First Tennessee Brokerage, INC.Broker
November 1999 - February 2008 · 8 yrs 3 mos
State Registrations3 states
ALGANC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.