Ross Lopez
Ross Lopez is a registered investment advisor at Planmember Securities Corporation, based in Glendora, CA, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
Glendora, CA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
January 2020Judgment / Lien
June 2019Judgment / Lien
June 2019Other Business ActivitiesSells Insurance
Ross is the owner and agent for RL Insurance & Financial Services, Inc., selling insurance products. This takes about half of his time, including time during trading hours.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Stancorp Equities, INC.Broker
Stancorp Investment Advisers, INC.
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Carillon Investments, INC
Carillon Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.